Listing compliances
1. Sending report on surveillance action taken to the all Exchanges.
2. Ensuring all the compliances, documentation of all the listed companies
of ISE and to update it on ISE website/Listing Software.
3. Ensuring whether Annual Listing fees have received within prescribed
time.
4. Sending quarterly compliance reports to SEBI.
5. Send Reminder to Listed Companies which failed to comply with ISE Listing
Agreement for submitting documents w.r.t. Compliance of Listing Agreement.
Permitted securities
6. To provide details of scrips under permitted category for trading.
7. To provide immediate update on corporate announcements on permitted
securities.
8. To continuously monitoring the status of permitted securities on the
exchanges where it is listed.
New Listing
9. Carryout due diligence prior to listing existing listed companies.
10. Put up the all relevant papers with necessary remarks and with
recommendations before the Independent oversight committee of the governing
board for listing functions.
11. Preparing documents such as notices, agenda, and minutes for Independent
oversight committee of the governing board for listing functions.
Listing through IPO/Further Issues
12. To coordinate development of infrastructure for conducting online IPOs
through the Book Building process and ASBA.
13. Lay down process and forms to register book running lead manager, Self
Certified Syndicate Bank for Applications Supported by Blocked Amount (ASBA).
14.To lay down the procedures, terms and
conditions to be complied by a body corporate for listing with ISE, either as
an existing listed company, through IPO (fixed price or book building) or
Reverse Book Building. |